The problem
RIA operators juggle portfolio tools, compliance checklists, and client workflows across disconnected systems — and none of them were built for how an IBKR-based firm actually runs.
Regulatory & operational constraints
- Books and records suitable for an RIA
- Live positions, not overnight batch snapshots
- Firm-administered access, invite-only
- Compliance and tax planning in the same operating loop
What we built
- Unified portfolio, risk, compliance, and tax workflows
- IBKR-based advisory operations
- Client review and audit-ready records
- In production at Sampatti Financial
Operating results
- Portfolio, compliance, and client workflows in one system
- Risk monitoring and tax planning on live positions
- Invite-only access, firm-administered
Who this is for
Independent RIAs and advisory firms running on Interactive Brokers who need one operating system, not five tools.
More proof